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Go to the OSC's investor presentation, Protect Your cash to find out about fraud prevention, deciding on and working with an advisor and the way to make more educated investing decisions.

India Rainbow Local community Solutions of Peel will host a Safeguard Your cash presentation as Element of its seniors wellness program. This presentation might help seniors find out how to recognize frauds and scams, how to proceed when you suspect a scam and exactly where to discover unbiased info.

 

 

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Fully grasp the goal of the RAQ, workers’s anticipations for completing the RAQ and make the completion method more practical and productive for your personal agency.

Increase knowledge of the CSA’s proposed amendments to revise regulation for different money.

Registered Reps, Main compliance officers and supreme designated folks of registrant corporations.

Like a stick to up on the November 2013 session on CRM2, this seminar will discuss the impending July 2015 and 2016 implementation dates for that CRM2 necessities on general performance reporting and value disclosure demands, recap key provisions previously in power and go over the regulatory anticipations.

 

 

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This seminar will highlight crucial policy initiatives and tendencies which have been outlined during the Compliance and Registrant Regulation (CRR) Branch’s annual summary report that may be revealed in the autumn of 2015.

The seminar will focus on securities regulatory problems for little and medium-sized corporations looking to raise funds within the private and non-private markets. We are going to take a look at important needs for public offerings and personal placements, which include specifics of new funds increasing prospectus exemptions.

 

 

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OSC personnel will probably be Talking to users of the Probus Mountainview Club to aid them know exactly where to seek out impartial financial information my review here and facts, what questions to inquire ahead of they invest along with the warning signs of fraud.

OSC team might be go to my blog at Oakville Community Library. The Defend Your hard earned money presentation can help Local community associates learn how to protect by themselves from expense fraud, what thoughts to inquire just before they spend and the way to make much more educated money choices. More info

 

 

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A multi-faceted initiative, OSC employees are travelling to communities across Ontario to both equally deliver investor seminars on fraud prevention even though also Assembly with neighborhood company, federal government officers, legislation enforcement and various Neighborhood organizations which find out here now happen to be impacted from the province's securities regulation.

Save the date for this once-a-year OSC party that brings collectively a huge selection of sector participants on problems and trends experiencing the funds markets.

 

 

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Get an consciousness of the issues and initiatives that CRR focused on through the year, such as essential deficiencies determined during our compliance assessments and linked best methods Hear about rising problems that could involve thing to consider from a compliance standpoint

Understand The brand new CSA mandated necessity to join OBSI and learn about that Corporation Acquire an recognition of anticipations on consumer communications with regards to problems Presentation products:

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